Directory · LK
Capital Markets in Sri Lanka
A register of firms and the professionals working at them in the Capital Markets sector based in Sri Lanka. Browse the public index, then filter or export on Kipplo.
Companies
29 on file
First Capital Holdings Plc
First Capital Holdings PLC is a full-service investment institution providing a diverse range of advisory services and financial products. Our integrated business platform comprises four specialised areas - Capital Markets Advisory, Wealth Management, Fixed Income and Equities. Operating throughout Sri Lanka, we currently serve an array of companies, institutions, government agencies, high net worth individuals and retail clients seeking truly objective advice, innovative solutions and execution expertise. Our global outreach continues to expand through institutional trading and investment product placement. As a company listed on the Colombo Stock Exchange (CSE) since 1994 (Ticker: CFVF), we exemplify requisite financial transparency and governance standards. Reflecting credit fundamentals including a robust capital structure, liquidity, risk controls and earnings profile, we are rated A- by ICRA Lanka Limited.
51 to 200 staff
Ndb Securities Pvt Limited
Established in 1992, NDB Securities (Pvt) Ltd is one of the pioneering and leading stock brokering companies in the country. NDBS, a licensed stockbroker, is a full member of the Colombo Stock Exchange (CSE) and provides a variety of investment advisory-related services on both listed debt and equity securities. NDBS research was recognized with top honours at the CFA Sri Lanka Capital Market Awards 2016, as the gold award winner for Best Stockbroker Research Team.
51 to 200 staff
Alpho Lanka
Alpho Lanka is an excellent choice to participate in global trading. We take every precautionary measure to safeguard our customer’s information, financial assets, and trading environment. Customer service Execution Safeguard With our partners you gain access to capital markets and are able to use latest technological platforms with fast execution of orders, maximum visibility on pricing and performance 24 hours a day.
51 to 200 staff
Copreus Pvt Limited
We bring 21st century standard of trading to Sri Lankan market. We introduce you several brokerage firms, mainly online trading platform where the client can invest in the foreign capital markets.
201 to 500 staff
First Guardian Equities
FGE is a leading stockbroking firm based in Sri Lanka which has been recognised for its unmatched expertise and client-centric approach. As a licensed trading member of the Colombo Stock Exchange, FGE integrates meticulous market research with financial consulting to provide tailored solutions for its diverse clientele. FGE's commitment to quality and operational excellence is recognised through its ISO 27001:2022 certification, making it the only stockbroking firm on the Colombo Stock Exchange with this degree of recognition. This certification reflects FGE's dedication to providing high standards of service and efficiency in the finance industry. Company Profile Board Members ⁃ Mr. B.R.L. Fernando ⁃ Mr. R.C.J. Goonewardene ⁃ Mr. P. S. Goonewardene ⁃ Mr. K Ratwatte ⁃ Mr. R Hayashi ⁃ Mr. S.C. Dias Mr. Rohan Goonewardene - Managing Director/CEO E: rohan@fge.lk T: 011 4464409 Mr. Dinesh Gangadharan - General Manager E: dinesh@fge.lk T: 011 4464412 Mr. Shanil A. Fernando - Chief Financial Officer E: shanil@fge.lk Mr. Samantha Goonewardene - Head of Operations/Senior Investment Advisor E: samantha@fge.lk T: 011 4464407 Ms. M. Charinie S. Perera - Compliance Officer E: Charinie@fge.lk T: 011 4464406 Mr. Nisula Vimukthi - Assistant Manager - IT E: nisula@fge.lk T: 011 4464408 Ms. B. Upeksha J.M. Mendis - Assistant Manager - Finance & Documentation E: upeksha@fge.lk T: 011 4464403 Ms. Dilhani T. Abeywickrama - Accountant E: dilhani@fge.lk T: 011 4464401 Mr. D.M Dilaksha T. Dissanayake - Research Analyst E: dilaksha@fge.lk
11 to 50 staff
Ecc
ECC (Enterprise Ceylon Capital Private Limited) stands as a broking house specializing in Equities and Research. Founded by a seasoned management team and key executives with extensive industry experience spanning over 14 years, ECC has garnered trust and recognition within the stock brokerage sector since its inception. ECC has swiftly emerged as a preferred brokerage destination for esteemed firms and funds, both domestically and internationally. Our clientele is diverse, encompassing local and foreign multinationals, financial institutions, high net-worth individuals, and retail investors. At ECC, our core focus lies in delivering top-notch Brokerage services. Our growth trajectory has been propelled by referrals from a satisfied client base, underpinning our belief in the burgeoning potential of the Sri Lankan market. Continuously proactive, we actively pursue opportunities to forge new alliances regionally and globally, positioning ourselves to seize the upcoming growth prospects.
11 to 50 staff
Central Depository Systems Pvt Limited Cds
The Central Depository Systems (Pvt) Limited (CDS) is a wholly owned subsidiary of the Colombo Stock Exchange (CSE) and is licensed as a Market Intermediary and Clearing House by the Securities and Exchange Commission of Sri Lanka (SEC). Incorporated on 30th August 1991, the CDS acts as a depository in respect of securities traded on the CSE and holds the securities in custody on behalf of shareholders of the listed companies.
11 to 50 staff
Asha Securities Ltd
Asha Securities Ltd is one of the Pioneer Stock Broker firms with a history of over 40 years. ASL operates the largest branch network in the Industry with 07 branches. We are equipped with qualified and highly experienced Investment advisors and a research Unit that publishes regular market reports for the benefit of our local and foreign clients.
51 to 200 staff
The Mathans Capital Pvt Ltd
A path to profits, passion & purpose
1 to 10 staff
Acs Capital
ACS Capital is a full-service capital markets firm licensed and regulated by the Securities and Exchange Commission of Sri Lanka to operate on the Colombo Stock Exchange. Our firm specialises in equity-focused brokering, providing expert guidance together with research for listed securities on the Colombo Stock Exchange. ACS Capital was founded in 1990 carrying over 30 years of capital market legacy.
11 to 50 staff
Bartleet Stock
Bartleet Religare Securities (Pvt) Ltd [BRS](PV11898) is a Licensed stockbroker by the Securities and Exchange Commission of Sri Lanka & a Member of the Colombo Stock Exchange. The BRS research team provides routine stock market information to investors on a daily, weekly, and monthly basis. In addition to this, the team compiles comprehensive research reports which cover economic, industry and company specific analysis reports which are backed by firsthand information obtained via company/factory visits coupled with regular macro and micro analysis. The team also attends regular investor forums / presentations to get further insights into their research. BRS gives due recognition to research and believes in fundamental analysis as a catalyst to promote stock market investments.
51 to 200 staff
Ceylon Exchange Mentoring
Ceylon Exchange Mentoring (CEM) is a holding company operating across Capital Markets, Digital Media, EdTech, and Financial Planning. Founded by Rahul Gunasekara and Kavindu Herath in late 2020, CEM has grown into a dynamic force within these industries. With ambitions to expand into international markets, CEM secured a strategic investment from Ataraxia Capital Partners, enabling it to explore new ventures. This investment fueled the launch of CEM Studios, a Digital Media and Web Development arm that has already built a strong presence locally and internationally, collaborating with over 100 brands. Today, CEM thrives with a team of over 30 professionals and continues to expand its footprint in finance-related sectors. CEM Academy, the company’s education division, offers a robust portfolio of over 30 trilingual courses, covering topics such as Stock Market Investing, Fixed Income Securities, Real Estate, and Cryptocurrency. Since its inception, CEM has empowered more than students on their investment journey. Additionally, CEM’s news agency as cultivated a substantial following, amassing over followers across social media platforms.
51 to 200 staff
I Capital Partners Icp
ICP is a boutique advisory firm based in Sri Lanka with established cross-border capability. The team comprises of individuals with a versatile skills set having been exposed to multiple industries that include technology, power and energy, food and nutrition, financial services, commodities, core infrastructure, manufacturing, trading and media/ communications. Being a boutique advisory and consulting firm, we focus on building value through a mix of close client cooperation and experienced delivery. Our reach Sri Lanka | Singapore | Malaysia
11 to 50 staff
The Securities And Exchange Commission Of Sri Lanka
The establishment and constitution of the Securities and Exchange Commission of Sri Lanka was initially provided for by the Securities and Exchange Commission Act No. 36 of 1987 (as amended by Act No. 26 of 1991 and Act No. 18 of 2003). The Act has now been repealed and replaced by the Securities and Exchange Commission Act No. 19 of 2021. The vision of the SEC is “to become the benchmark regulator in South Asia for effective, efficient, and proactive capital market regulation”. The mission of the SEC is “to promote, develop and maintain a capital market that is fair, efficient, orderly and transparent”. The main objective and purpose of the Act is to establish the Securities and Exchange Commission of Sri Lanka; to create, maintain, and regulate a fair, orderly, efficient, and transparent securities market. While; protecting the interests of local and foreign investors; and ensuring the maintenance of high professional standards in the provision of services in relation to securities markets.
51 to 200 staff
Ndb Capital Holdings Limited
NDB Capital Holdings Limited is one of the leading players that offers a full gamut of investment banking services in Sri Lanka. NCAP holds a complementary business portfolio of fee based and fund based investment banking, wealth management, managing private equity and stock broking. The fee based investment banking services include debt and equity raising, corporate advisory services and mergers & acquisition advisory while the fund based activities comprise of private equity, proprietary trading and underwriting. Fee based services are carried out through its subsidiaries NDB Investment Bank Limited, NDB Securities (Private) Limited, NDB Wealth Management Limited, NDB Zephyr Partners Limited and NDB Capital Limited - Bangladesh.
201 to 500 staff
Colombo Stock Exchange
The Colombo Stock Exchange (CSE) operates the only stock market in Sri Lanka and is responsible for providing a transparent and regulated environment where companies and investors can come together. CSE is a company that is limited by guarantee. It is licensed by the Securities and Exchange Commission of Sri Lanka (SEC) and is a mutual exchange consisting of 15 Members and 16 Trading Members. All Members and Trading Members are licensed by the SEC to operate as Stockbrokers. The CSE has its Head Office in the World Trade Centre, Colombo 1 and branches in Matara, Kandy, Kurunegala, Negombo, Jaffna, Anuradhapura, Ratnapura and Ambalantota. The CSE is a member of the World Federation of Exchanges (WFE) and a founding member of the South Asian Federation of Exchanges (SAFE). We are also A Great Place to Work Certified. For more information, please visit:
51 to 200 staff
Senfin Asset Management Pvt Ltd
Senfin Asset Management (Pvt) Ltd (SFAM) is a company incorporated in Sri Lanka and licensed by the Securities & Exchange Commission of Sri Lanka (SEC) to manage unit trust funds and third-party portfolios/private portfolios for institutional clients, private provident funds, insurance funds, and high net worth individuals. SFAM also provides advisory services to high net-worth clients. SFAM is a wholly-owned subsidiary of Senkadagala Finance PLC, a company licensed by the Central Bank of Sri Lanka. Senkadagala Finance PLC commenced operations in the city of Kandy in 1968 and has steadily gained momentum to be one of the most trusted Non-banking Financial Institutions, with a staff strength of 797 employees and a network of 100 customer touch points across the Nation. SFAM relies on its strong knowledge and experience in the Sri Lankan equity and debt markets to fulfill investment objectives of its unit trust investors and portfolio clients.
11 to 50 staff
Sc Securities Pvt Ltd
The stock brokering arm of the Sampath Group, SC Securities, now a fully owned subsidiary of Sampath Bank. SC Securities was incorporated on the 16th October 1992. Being a debt and equity member rm of the Colombo Stock Exchange, the Company is governed by the regulatory framework of the Securities and Exchange Commission (Sri Lanka) and the Colombo Stock Exchange (CSE). SC Securities possess a well experienced team of investment advisors comprising of dynamic individuals who adhere to ethical guidelines in providing investment advice to clients. Moreover the investment advisors are backed by an energetic research team & a competent back office.
51 to 200 staff
Adl Capital Pvt Ltd
Adl Capital (Pvt) Ltd (ADL) is engaged in various areas germane to Islamic Banking & Finance (IBF) with “Islamic Finance Advisory”, which includes Product Structuring, as its core activity. In fact, it is recognized as the leading provider of IBF Advisory services in Sri Lanka and has enjoyed this position over the last decade or so. Adl has also ventured overseas, most notably in the Maldives. Other areas of its services on offer include Corporate Finance and Private Equity. In the period since incorporation, ADL has built up a strong portfolio of clients, including several Licensed Commercial Banks, NBFIs, Insurance Companies as well as other corporate entities, based in Sri Lanka as well as overseas. These include institutions such as HNB, NDB, Seylan Bank, LOFC, Peoples Insurance, LB Finance and CDB. Overseas assignments include the Bank of Maldives, which is the premier bank in the Maldives and the Capital Markets Development Authority (CMDA), Maldives, which is the Regulatory Authority for the Capital Markets in the Republic of Maldives. Some of its other notable achievements were, recognition at the 7th SLIBFI Awards ceremony (2018) adjudicated by KPMG, for the successful raising of USD Ten Million from a Middle Eastern entity on a 3-year tenor for LOFC, which was adjudged ‘Deal of the Year’. Its pioneering initiatives in the Capital Markets also include the development of the very first Shariah-complaint Money Market Fund, for which Adl was conferred an Award in 2013. Adl Capital also secured the very first license granted by the SEC to a Market Intermediary for the provision of Margin Trading on a non-interest basis. At an individual level, the Managing Director, Ishrat Rauff, was appointed as the ‘National Consultant’ in the Asian Development Bank sponsored initiative for the Securities and Exchange Commission (SEC) of Sri Lanka, leading to an enabling mechanism for the listing of Sukuk on the CSE.
11 to 50 staff
Ambeon Securities
Ambeon Securities is a leading equity brokerage house known for its unwavering commitment to excellence in the financial markets. We offer a unique blend of expertise and personalized service to our clients. Our team of seasoned professionals brings over two decades of experience, catering to both retail and institutional investors. We are committed to empowering our clients with the knowledge and tools they need to make informed investment decisions, and we look forward to forging lasting partnerships within the financial industry.
11 to 50 staff
Smb Securities Pvt Ltd
A Trading member firm of Colombo Stock Exchange licensed by Securities Exchange Commission of Sri Lanka
11 to 50 staff
Richard Pieris Securities Pvt Ltd
The Parent Company Richard Pieris and Co. PLC is one of the largest and most successful diversified business conglomerates based in Sri Lanka. Being one of the oldest companies with a 75 year old history, it is also one of the largest employment provider in the private sector in the country. The group enjoys of its local market leadership in its traditional sectors of Rubber, Tyres, Plastics, Retail and Distribution. In addition the Group has in recent times ventured into Plantations, Financial Services, Construction and Logistics. Today, it has developed a more global perspective through an intense campaign designed to promote its products worldwide. Richard Pieris Company newly entered in to Stock Broking, through its fully owned subsidiary of Richard Pieris Securities (Pvt) Ltd. Being the largest Tea & Rubber exporter in the country, the diversified conglomerate has a market capitalization of Rs. 27 billion in the Colombo bourse. The Company Richard Pieris Securities (Pvt) Ltd commenced its operations on 6th January 2011 and was awarded Trading Member Status of the Colombo Stock Exchange. The Company Comprises a sales team who are professionally qualified in the field of Stock Broking and carrying over 100 years of cumulative experience in the industry. The services provided are supported by the recommendations of our research division and a group of well experienced and qualified team is looking forward to serve the investors. Stock broking has gained impetus not only in Colombo but also throughout the island. Arpico with its network of branches and Mega Supermarkets is in a unique position to service this sector, and plan to open many offices within the next two years. We will take advantage of our company’s infrastructure and facilities throughout the country to tap new sources of capital and contribute towards the broad basing and development of capital markets in Sri Lanka
11 to 50 staff
Wealthtrust Securities Limited
WealthTrust Securities Limited (WTS) established in 2011 is a Primary Dealer appointed by the Central Bank of Sri Lanka in terms of the Local Treasury Bills Ordinance No. 8 of 1923 and the Registered Stock and Securities Ordinance No. 7 of 1937. As one of the largest capitalized non-bank Primary Dealers, Wealth Trust acts as a specialized intermediary in the government securities market with shareholder reserves reaching Rs. 6 Billion as per the audited financial statements for the year ending 31st March 2025 and a Net Asset per Ordinary Share of Rs. Our main shareholders consist of Finco Holdings (Pvt) Ltd, SAFE Holdings (Pvt) Ltd, Iconic Trust (Pvt) Ltd, GENESIIS Software (Pvt) Ltd & Sinar Maju Company Limited. The company’s Board of Directors consists of eminent personalities who also sit on the Boards of other leading listed companies along with a management team consisting of respected professionals with decades of market experience.
11 to 50 staff
Global Evolution Pvt Ltd, Sri Lanka
Global Evolution (PV 99708) was registered in 2014 as a private limited company. We are a global financial trading company with experienced traders and advisors locally and internationally. Simply put, we support the aspiring young and senior citizens to achieve their financial goals. We take care of the complexity of the global investment opportunities and simplified it by offering guaranteed monthly return to our client tele. It is a unique opportunity to anyone and everyone starting from LKR Currently, we are managing over 10 million portfolio. This is a motive driven investment opportunity for everyone to achieve their small or big crazy goals in their life.
1 to 10 staff
Richard Pieris Securities Pvt Ltd
The Parent Company Richard Pieris and Co. PLC is one of the largest and most successful diversified business conglomerates based in Sri Lanka. Being one of the oldest companies with a 75 year old history, it is also one of the largest employment provider in the private sector in the country. The group enjoys of its local market leadership in its traditional sectors of Rubber, Tyres, Plastics, Retail and Distribution. In addition the Group has in recent times ventured into Plantations, Financial Services, Construction and Logistics. Today, it has developed a more global perspective through an intense campaign designed to promote its products worldwide. Richard Pieris Company newly entered in to Stock Broking, through its fully owned subsidiary of Richard Pieris Securities (Pvt) Ltd. Being the largest Tea & Rubber exporter in the country, the diversified conglomerate has a market capitalization of Rs. 27 billion in the Colombo bourse. The Company Richard Pieris Securities (Pvt) Ltd commenced its operations on 6th January 2011 and was awarded Trading Member Status of the Colombo Stock Exchange. The Company Comprises a sales team who are professionally qualified in the field of Stock Broking and carrying over 100 years of cumulative experience in the industry. The services provided are supported by the recommendations of our research division and a group of well experienced and qualified team is looking forward to serve the investors. Stock broking has gained impetus not only in Colombo but also throughout the island. Arpico with its network of branches and Mega Supermarkets is in a unique position to service this sector, and plan to open many offices within the next two years. We will take advantage of our company’s infrastructure and facilities throughout the country to tap new sources of capital and contribute towards the broad basing and development of capital markets in Sri Lanka
11 to 50 staff
Ct Clsa
CT CLSA Holdings Limited (CT CLSA), is a leading service provider in Sri Lanka’s capital market. CT CLSA offers Investment Banking, Stockbroking and Asset Management services in Sri Lanka through its fully owned subsidiaries CT CLSA Capital (Pvt) Ltd, CT CLSA Securities (Pvt) Ltd and Comtrust Asset Management (Pvt) Ltd. CT CLSA operates the capital market cluster of the Colombo Stock Exchange listed conglomerate, CT Holdings PLC. CT CLSA is the only capital market service provider in Sri Lanka to have a global equity house – CLSA (Hong Kong), as a strategic equity partner. CLSA is Asia’s leading capital markets and investment group and owns a 25% equity stake in CT CLSA.
11 to 50 staff
Ct Smith
CT Smith Holdings Limited (CT SMITH), is a leading service provider in Sri Lanka’s capital market. CT Smith offers Investment Banking, Stockbroking and Asset Management services in Sri Lanka through its fully owned subsidiaries CT Smith Capital (Pvt) Ltd, CT Smith Securities (Pvt) Ltd and CT Smith Asset Management (Pvt) Ltd. CT Smith operates the capital market cluster of the Colombo Stock Exchange listed conglomerate, CT Holdings PLC. CT Smith is the only capital market service provider in Sri Lanka to have a global equity house – CLSA (Hong Kong), as a strategic equity partner. CLSA is Asia’s leading capital markets and investment group and owns a 25% equity stake in CT Smith.
11 to 50 staff
Duvola Capital Pvt Ltd
1 to 10 staff
Equinox Ξcosystξm
Equinox started as a groundbreaking IDO launchpad experience, giving entrepreneurs a fair, decentralized platform from which to launch frontier technologies and concepts. As our community has grown, so too has Equinox and now we are bringing you the complete ecosystem; gaming guild, launchpad, game studio and NFT marketplace.
11 to 50 staff
