Capital Markets in New Zealand

Castle Point Funds

Castle Point is a boutique asset manager focused on New Zealand and Australian Equities. WINNER of the 2019 ZenithFundSource Boutique Manager of the Year and Australasian Equities. We believe that superior returns can be generated by investing with a long-term perspective and focusing on capital preservation. Discover more about the difference we can make to your investments at

1 to 10 staff

Nz Regco

NZ RegCo was established in December 2020 following a full review of NZX’s regulatory operating model completed in 2019, which was prompted by the increasing complexity of governance arrangements. The independently governed agency performs all frontline regulatory functions in support of NZX’s statutory obligations as a licensed market operator. Principal objectives include ensuring regulatory activity is risk-based and collaborative, and drives compliance focused outcomes.

11 to 50 staff

Trv Trading Ltd

TRV Trading is a proprietary trading group with a multi-decade pattern of consistent profitability. We have no customers or clients – we only trade on our account. Based in Auckland, New Zealand, TRV Trading employs a team of highly skilled traders, quants, and techies to create innovative trading strategies and new implementations of our risk management philosophy. We support our continued growth by attracting world-class talent looking for a place where they can develop their skills, tackle challenging problems, and compete against the best in the world while working at the forefront of electronic trading.

11 to 50 staff

Nz Shareholders Association

The New Zealand Shareholders Association was formed in 2001 to clean up poor board and company performance. We are a not-for-profit member-based organisation who actively advocate for the rights of NZ shareholders. Our branches across NZ provide members with speaker events, company visits, investor education and networking opportunities. The greater the number of members in NZSA, the more influence we can exert. NZSA collectively can exert greater influence on companies than an individual investor can hope to achieve. Our contribution has made a significant difference to board governance process, attitudes to shareholders and risk taking.

1 to 10 staff

Howard & Company Ltd

WE ARE A STRATEGIC INVESTMENT & CORPORATE ADVISORY COMPANY. Helping High Tech / High Growth businesses achieve their strategic objectives. Our mission is simply to grow New Zealand business – and for over 15 years now, that’s exactly what we’ve been doing. We’ve developed a strong track record for delivering quality strategic advice and driving significant value in the outcomes for our clients. We focus specifically on high growth potential and expansion stage companies. Our speciality is the technology sector and we have strong expertise in strategy, governance, raising capital, market entry and commercial transactions. We’ve been there and we understand the challenges that you are facing. We have the business growth and international experience to support you to achieve your vision. In a nutshell, we want to provide you with the practical advice needed to assist you in taking your organisation to the next level, whatever that may be.

1 to 10 staff

Morpho Advisory Limited

Investments | Markets | Analytics | Risk Management Morpho Advisory specializes in Investments, Financial Markets, Analytics and Risk Management. We have unique insight into the morphology of Markets & Risk. We are developers of proprietary investment strategies that deliver superior absolute return, total return and risk-adjusted return over the medium to long-term. Morpho Advisory does not conform to investment orthodoxy. We have something better. Alternative investment strategies: Liquid Alternatives - Systematic Macro - Dynamic & Tactical Asset Allocation - Currency

1 to 10 staff

Emprise Funding Ltd

Emprise is an online platform connecting innovative companies with smart trade and investment partners in order that they become globally scalable.

1 to 10 staff

Mangatu Blocks Inc

Mangatu Blocks Inc. is a capital markets company based out of Tūranganui-ā-Kiwa.

51 to 200 staff

Overatium

Since many years ago we specialize in creative stock loans for shareholders and companies listed on stock exchanges around the world. We approve loan applicants in less than 15 calendar days. Very little loan application paperwork. Our loans are non-recourse; this means that we do not claim back our loans to approved, non-paying clients, nor go after their assests. We approve 9 out of 10 clients. Our loans range from 1 million USD to billions, or its equivalent in internationally-convertible national currencies. We also specialize in Euro Medium-Term Notes.

1 to 10 staff

Business Valuations Ltd

11 to 50 staff

New Zealand Leaders

Leaders works with dynamic businesses to achieve a broad range of outcomes, including growth, succession planning, investment, and entry or exit strategies. We provide access to local, national and international networks through the affiliation with International Leaders, including entry into new markets. Our platform provides connectivity into key Business, Industry & Government leaders and surrounds you with the Industry Partners and Industry Experts to assist you achieve your vision. The Executive Leaders Series assists well established dynamic businesses seeking efficient access to growth, trade and investment opportunities. The Executive Leaders Series is designed for those looking to grow, innovate or sell their business. Each year up to 25 leading private and unlisted public companies are selected to become Members of this Series. The Future Leaders Series provides earlier-stage businesses with a seat at the table of the most influential business people who provide the knowledge and networks to assist growth. Future Leaders provides exclusive access to personal, professional and business growth, as well as trade & investment opportunities. Up to 15 Future Leaders are selected each year.

1 to 10 staff

Advantage Trading Systems

Advantage Trading Systems develop, trade and lease professional trading systems which are fully automated to give our clients a systematic trading advantage in today’s marketplace. The systems we offer on our site are all actively traded by the developers in their own accounts and the full time staff that monitor the systems also provide REAL daily results. Trades are done using technology that sees all customers traded at the same time in their own individual accounts. This leaves customers free to go about their other business or leisure. The Developer and Founder of Advantage Trading Systems, George Robinson, is also a Principal of Transworld Capital Management. Transworld Capital Management is a registered CFTC Commodity Trading Advisor firm and a member of the National Futures Association. Based in New Zealand, George has been successfully trading full-time for the last 5 years and is now utilizing some of his trading methods for client use.

1 to 10 staff

Acropolis

Acropolis is a proprietary quantitative trading partnership based in New Zealand. We develop research-driven trading systems designed to uncover inefficiencies in modern financial markets. Our approach combines statistical modeling, risk-sensitive execution, and macroeconomic insight. We focus on dynamic positioning, volatility-aware strategies, and rigorous validation, constantly iterating to adapt to changing market regimes. Acropolis is independently operated and not open to outside capital. We do not offer investment products or advisory services.

1 to 10 staff

Trans Pacific Partners

Trans-Pacific Partners a.k.a The Compliance Counsellor, est 2016, is a management and compliance consulting firm providing all operational compliance policies, procedures, and compliance strategies; financial market regulatory and compliance consulting in New Zealand. Monitoring of requests for extensions to training due to dates and ensure compliance with completion in accordance with AML/CFT Act 2009 and Amendment 2017, FMC Act 2013, and FSPR Act 2008 in New Zealand. In assistance of the Legislative Compliance Framework which includes the creation of Business Unit Compliance Officers, Compliance Network Meetings, Annual Risk-Assessment, Regulatory Impact Assessment, Compliance Audit and compliance policies and procedures. Trans-Pacific Partners also able to provide consulting service on Trans-Tasman Mutual Recognition Arrangement (TTMRA), Corporations Act 2001 and AFS license regulated guide in Australian. In plus, we are able to provide legal and compliance consulting in China, which leads and assists by the former regional general judge and government attorney. Especially e-commerce regulatory, contract law, competition law etc in China. Our mission is clear. We go deep to unlock insight and have the courage to act. We bring the right people together to challenge established thinking and drive transformation in the regulatory evolution. We work with our clients to build the capabilities that enable organizations to achieve a sustainable advantage in compliance and regulation.

1 to 10 staff

Renaissance Limited

no longer operating

11 to 50 staff