Capital Markets in Zambia

The Securities And Exchange Commission, Zambia

The Securities and Exchange Commission (SEC) is the regulator of the Capital Markets in Zambia. The SEC was established through an Act of Parliament, the Securities Act of 1993 and falls under the jurisdiction of the Ministry of Finance and National Planning. The SEC is responsible for the supervision and development of the Zambian Capital Markets, as well as licensing, registration and authorization for financial intermediaries, issuers of debt and equity instruments and collective investment schemes.

11 to 50 staff

Lusaka Securities Exchange Plc

Creating Wealth and an Investment Culture

11 to 50 staff

Black Lechwe Advisory

11 to 50 staff

Bumi Capital Services

We believe that Financial Inclusion enables families and small businesses to invest in their future and the ability to respond to unforeseeable risks. It is for this reason that BUMI CAPITAL SERVICES LIMITED was established with a singular goal of providing comprehensive financial solutions. We provide financial solutions for individuals and small businesses with the aim of enabling them to grow and succeed. Across the world, women have less economic opportunity and freedom and this has defined our particular focus on women through the provision of business and financial literacy training bundled with financing. At the Core of what we do is our Passion to help our Clientele achieve their goals no matter how big or small.

11 to 50 staff

Capital Markets Association Of Zambia

We are an association with a broad-based membership and seek to drive increased participation within capital markets through individuals, corporates, and related institutions such as issuers of securities, arrangers, brokers, wealth managers, planners, and investors in securities in both the primary and the secondary markets. Our core objective of existence is to promote the capital markets through policy advocacy, dialogue, lobbying, standard-setting and information dissemination. We endeavor to foster dialogue and relationships between the Capital market participants and the regulator Securities Exchange Commission to contribute to the development of capital markets in Zambia.

1 to 10 staff

Corpserve Zambia

A leading share registrars company. We provide an array of services to the country’s investing public & @LuSE_Plc listed counters. A member of @Escrow_Group

1 to 10 staff